Michael Robert Katz - Feb 20, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Finance
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2024
Transactions value $
-$463,064
Form type
4
Date filed
2/22/2024, 04:12 PM
Previous filing
Jul 5, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +6.94K +35.11% $0.00 26.7K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Options Exercise $0 +8.47K +31.7% $0.00 35.2K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$463K -6.6K -18.76% $70.14 28.6K Feb 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -6.94K -40.14% $0.00 10.4K Feb 20, 2024 Common Stock 6.94K Direct F2
transaction VOYA Performance Stock Unit Options Exercise $0 -8.47K -22.09% $0.00 29.9K Feb 20, 2024 Common Stock 8.47K Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 818 Feb 20, 2024 Common Stock 818 Direct F4
holding VOYA Performance-Based Stock Options 56.2K Feb 20, 2024 Common Stock 56.2K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Finance