Michael Robert Katz - 03 Jul 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Finance
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
03 Jul 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 17:08:08 UTC
Previous filing
23 Feb 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1,679 +9.3% $0.000000 19,775 03 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1,679 -8.8% $0.000000 17,298 03 Jul 2023 Common Stock 1,679 Direct F2
holding VOYA Performance Stock Unit 38,343 03 Jul 2023 Common Stock 38,343 Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 813 03 Jul 2023 Common Stock 813 Direct F4, F5
holding VOYA Performance-Based Stock Options 56,187 03 Jul 2023 Common Stock 56,187 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
F5 Includes a dividend of 4.616 shares.
F6 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Finance