Michael Robert Katz - 21 Feb 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Finance
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
21 Feb 2024
Net transactions value
$0
Form type
4
Filing time
23 Feb 2024, 16:49:15 UTC
Previous filing
22 Feb 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 28,586 21 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Award $0 +7,285 +70% $0.000000 17,640 21 Feb 2024 Common Stock 7,285 Direct F1, F2
transaction VOYA Performance Stock Unit Award $0 +9,063 +30% $0.000000 38,936 21 Feb 2024 Common Stock 9,063 Direct F1, F3
holding VOYA Deferred Savings Plan Issuer Stock Units 818 21 Feb 2024 Common Stock 818 Direct F4
holding VOYA Performance-Based Stock Options 56,187 21 Feb 2024 Common Stock 56,187 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock units will vest based on their respective award agreements.
F2 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
F3 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Finance