Robert L. Grubka - 20 Feb 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
20 Feb 2024
Net transactions value
-$685,759
Form type
4
Filing time
22 Feb 2024, 16:08:36 UTC
Previous filing
05 Jul 2023
Next filing
23 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +10,501 +36% $0.000000 39,366 20 Feb 2024 Direct F1
transaction VOYA Common Stock Options Exercise $0 +10,796 +27% $0.000000 50,162 20 Feb 2024 Direct F1
transaction VOYA Common Stock Tax liability $685,759 -9,777 -19% $70.14 40,385 20 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -10,501 -41% $0.000000 14,986 20 Feb 2024 Common Stock 10,501 Direct F2
transaction VOYA Performance Stock Unit Options Exercise $0 -10,796 -21% $0.000000 40,790 20 Feb 2024 Common Stock 10,796 Direct F3
holding VOYA 401(k) Plan Issuer Stock Units 1,826 20 Feb 2024 Common Stock 1,826 Direct F4
holding VOYA Deferred Savings Plan Issuer Stock Units 428 20 Feb 2024 Common Stock 428 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5 Includes a dividend of 4.915 shares.

Remarks:

CEO, Workplace Solutions