Marty V Ozolins - 11 Feb 2024 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Vice President & Controller
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Marty V. Ozolins
Issuer symbol
SNA
Transactions as of
11 Feb 2024
Net transactions value
-$4,199
Form type
4
Filing time
12 Feb 2024, 18:34:42 UTC
Previous filing
13 Feb 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise +16 +2.1% 761 11 Feb 2024 Direct F1, F2
transaction SNA Common Stock Tax liability $4,199 -16 -2.1% $262.43 745 11 Feb 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Deferred Stock Units Options Exercise +189 +13% 1,617 11 Feb 2024 Common Stock 189 Direct F1, F4, F5, F6
transaction SNA Restricted Stock Units Options Exercise -189 -92% 16 11 Feb 2024 Common Stock 189 Direct F1, F4
transaction SNA Restricted Stock Units Options Exercise -16 -100% 0 11 Feb 2024 Common Stock 16 Direct F1, F4
holding SNA Stock Option (Right to Buy) 800 11 Feb 2024 Common Stock 800 $168.70 Direct F7
holding SNA Stock Option (Right to Buy) 1,000 11 Feb 2024 Common Stock 1,000 $161.18 Direct F7
holding SNA Stock Option (Right to Buy) 1,250 11 Feb 2024 Common Stock 1,250 $155.92 Direct F7
holding SNA Stock Option (Right to Buy) 1,300 11 Feb 2024 Common Stock 1,300 $155.34 Direct F7
holding SNA Stock Option (Right to Buy) 1,316 11 Feb 2024 Common Stock 1,316 $189.89 Direct F8
holding SNA Stock Option (Right to Buy) 1,676 11 Feb 2024 Common Stock 1,676 $211.67 Direct F8
holding SNA Stock Option (Right to Buy) 1,377 11 Feb 2024 Common Stock 1,377 $249.26 Direct F8
holding SNA Restricted Stock Units 286 11 Feb 2024 Common Stock 286 Direct F4, F9
holding SNA Restricted Stock Units 315 11 Feb 2024 Common Stock 315 Direct F4, F9
holding SNA Performance Units 410 11 Feb 2024 Common Stock 410 Direct F4, F10
holding SNA Performance Units 573 11 Feb 2024 Common Stock 573 Direct F4, F11
holding SNA Performance Units 629 11 Feb 2024 Common Stock 629 Direct F4, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period. The reporting person elected to defer a portion of the restricted stock units on vesting.
F2 Includes 18.6767 shares acquired under a dividend reinvestment plan.
F3 Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.
F4 1 for 1.
F5 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F6 This information is based on a plan statement dated December 31, 2023, as updated by the transaction being reported.
F7 Option fully vested.
F8 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F9 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F10 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.