Marty V. Ozolins - Feb 9, 2023 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Vice President & Controller
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Marty V. Ozolins
Stock symbol
SNA
Transactions as of
Feb 9, 2023
Transactions value $
$0
Form type
4
Date filed
2/13/2023, 05:17 PM
Previous filing
Feb 14, 2022
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SNA Common Stock 726 Feb 9, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Award $0 +1.38K $0.00 1.38K Feb 9, 2023 Common Stock 1.38K $249.26 Direct F2, F3
transaction SNA Restricted Stock Units Award $0 +315 $0.00 315 Feb 9, 2023 Common Stock 315 Direct F4, F5
transaction SNA Performance Units Award $0 +629 $0.00 629 Feb 9, 2023 Common Stock 629 Direct F4, F6
holding SNA Stock Option (Right to Buy) 800 Feb 9, 2023 Common Stock 800 $168.70 Direct F7
holding SNA Stock Option (Right to Buy) 1K Feb 9, 2023 Common Stock 1K $161.18 Direct F7
holding SNA Stock Option (Right to Buy) 1.25K Feb 9, 2023 Common Stock 1.25K $155.92 Direct F7
holding SNA Stock Option (Right to Buy) 1.3K Feb 9, 2023 Common Stock 1.3K $155.34 Direct F2
holding SNA Stock Option (Right to Buy) 1.32K Feb 9, 2023 Common Stock 1.32K $189.89 Direct F2
holding SNA Stock Option (Right to Buy) 1.68K Feb 9, 2023 Common Stock 1.68K $211.67 Direct F2
holding SNA Restricted Stock Units 205 Feb 9, 2023 Common Stock 205 Direct F4, F5
holding SNA Restricted Stock Units 286 Feb 9, 2023 Common Stock 286 Direct F4, F5
holding SNA Performance Units 410 Feb 9, 2023 Common Stock 410 Direct F4, F8
holding SNA Performance Units 573 Feb 9, 2023 Common Stock 573 Direct F4, F9
holding SNA Deferred Stock Units 859 Feb 9, 2023 Common Stock 859 Direct F4, F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19.1559 shares acquired under a dividend reinvestment plan.
F2 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F3 This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F4 1 for 1.
F5 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F6 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F7 Option fully vested.
F8 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F11 This information is based on a plan statement dated December 31, 2022.