Kelly Rosser - Dec 15, 2023 Form 4/A Insider Report for Heliogen, Inc. (HLGN)

Role: Chief Accounting Officer
Signature: /s/ Deborah Chen, Attorney-in-Fact
Stock symbol: HLGN
Transactions as of: Dec 15, 2023
Transactions value $: -$2,072
Form type: 4/A
Date filed: 12/21/2023, 05:28 PM
Date Of Original Report: Dec 19, 2023
Previous filing: Jun 22, 2023
Next filing: May 16, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Tax liability	-$2.07K	-1K	-6.08%	$2.07	15.5K	Dec 15, 2023	Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
F2	On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
F3	Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.

Remarks:

The original Form 4, filed on December 19, 2023, is being amended by this Form 4/A to correct the previously reported balances in Item 5 of Table 1. The beginning balance of the number of shares previously reported did not reflect the Reverse Stock Split and has now been adjusted to reflect the Reverse Stock Split.