My Chi To - Oct 24, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Legal Officer and Corporate Secretary
Signature
/s/ Julie A. Watson, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Oct 24, 2023
Transactions value $
$156,667
Form type
4
Date filed
10/25/2023, 04:37 PM
Previous filing
Feb 24, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $253K +3.82K $66.30 3.82K Oct 24, 2023 Direct F1
transaction VOYA Common Stock Tax liability -$96.5K -1.46K -38.11% $66.30 2.36K Oct 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -3.82K -19.34% $0.00 15.9K Oct 24, 2023 Common Stock 3.82K Direct F2
holding VOYA Performance-Based Stock Options 10.1K Oct 24, 2023 Common Stock 10.1K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation.
F2 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Chief Legal Officer and Corporate Secretary