My Chi To - 22 Feb 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Officer
Signature
/s/ Julie A. Watson, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
22 Feb 2023
Net transactions value
$0
Form type
4
Filing time
24 Feb 2023, 15:11:48 UTC
Previous filing
25 Oct 2022
Next filing
25 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance-Based Stock Options Award $0 +10,121 $0.000000 10,121 22 Feb 2023 Common Stock 10,121 Direct F1, F2
transaction VOYA Restricted Stock Units Award $0 +8,283 +72% $0.000000 19,738 22 Feb 2023 Common Stock 8,283 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock units will vest based on their respective award agreements.
F2 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
F3 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

Remarks:

Executive Vice President, Chief Legal Officer and Corporate Secretary | Exhibit List: Exhibit 24 - Power of Attorne