My Chi To - Feb 20, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Legal Officer and Corporate Secretary
Signature
/s/ Julie A. Watson, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2024
Transactions value $
-$81,222
Form type
4
Date filed
2/22/2024, 04:47 PM
Previous filing
Oct 25, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +2.76K +116.84% $0.00 5.12K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$81.2K -1.16K -22.6% $70.14 3.97K Feb 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -2.76K -17.34% $0.00 13.2K Feb 20, 2024 Common Stock 2.76K Direct F2
holding VOYA Performance Stock Unit 10.1K Feb 20, 2024 Common Stock 10.1K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Chief Legal Officer and Corporate Secretary