| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNA | Stock Option (Right to Buy) | Options Exercise | -32.5K | -33.33% | 65K | Jun 1, 2023 | Common Stock | 32.5K | $109.43 | Direct | F1, F6, F7 | ||
| holding | SNA | Stock Option (Right to Buy) | 130K | Jun 1, 2023 | Common Stock | 130K | $144.69 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 135K | Jun 1, 2023 | Common Stock | 135K | $138.03 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 135K | Jun 1, 2023 | Common Stock | 135K | $168.70 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 92.3K | Jun 1, 2023 | Common Stock | 92.3K | $161.18 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 83.1K | Jun 1, 2023 | Common Stock | 83.1K | $155.92 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 83.1K | Jun 1, 2023 | Common Stock | 83.1K | $155.34 | Direct | F6 | |||||
| holding | SNA | Stock Option (Right to Buy) | 40.7K | Jun 1, 2023 | Common Stock | 40.7K | $189.89 | Direct | F8 | |||||
| holding | SNA | Stock Option (Right to Buy) | 32.3K | Jun 1, 2023 | Common Stock | 32.3K | $211.67 | Direct | F8 | |||||
| holding | SNA | Stock Option (Right to Buy) | 24.3K | Jun 1, 2023 | Common Stock | 24.3K | $249.26 | Direct | F8 | |||||
| holding | SNA | Restricted Stock Units | 6.34K | Jun 1, 2023 | Common Stock | 6.34K | Direct | F9, F10 | ||||||
| holding | SNA | Restricted Stock Units | 5.52K | Jun 1, 2023 | Common Stock | 5.52K | Direct | F9, F10 | ||||||
| holding | SNA | Restricted Stock Units | 5.55K | Jun 1, 2023 | Common Stock | 5.55K | Direct | F9, F10 | ||||||
| holding | SNA | Performance Units | 19K | Jun 1, 2023 | Common Stock | 19K | Direct | F9, F11 | ||||||
| holding | SNA | Performance Units | 16.6K | Jun 1, 2023 | Common Stock | 16.6K | Direct | F9, F12 | ||||||
| holding | SNA | Performance Units | 16.6K | Jun 1, 2023 | Common Stock | 16.6K | Direct | F9, F13 | ||||||
| holding | SNA | Deferred Stock Units | 24.4K | Jun 1, 2023 | Common Stock | 24.4K | Direct | F5, F9, F14 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on February 22, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $247.90 to $248.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| F3 | This transaction was executed in multiple trades at prices ranging from $248.91 to $249.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| F4 | This transaction was executed in multiple trades at prices ranging from $249.91 to $250.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| F5 | This information is based on a plan statement dated March 31, 2023. |
| F6 | Option fully vested. |
| F7 | Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 22, 2023. |
| F8 | Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| F9 | 1 for 1. |
| F10 | The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| F11 | If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| F12 | If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| F13 | If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| F14 | Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |