Paul Gauche - Mar 15, 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Signature
/s/ Alexander Gefter, Attorney in Fact
Stock symbol
HLGN
Transactions as of
Mar 15, 2023
Transactions value $
-$3,933
Form type
4
Date filed
3/17/2023, 05:32 PM
Previous filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLGN Common Stock Sale -$2.88K -13.8K -6.7% $0.21 193K Mar 15, 2023 Direct F1
transaction HLGN Common Stock Sale -$1.06K -5.22K -2.71% $0.20 187K Mar 16, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.