Andrew F. Sullivan - Feb 28, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2023
Transactions value $
-$345,800
Form type
4
Date filed
3/2/2023, 04:32 PM
Previous filing
Feb 22, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +4.5K +36.61% $0.00 16.8K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$207K -2.07K -12.31% $100.00 14.7K Feb 28, 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +3.02K +20.51% $0.00 17.8K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$139K -1.39K -7.82% $100.00 16.4K Feb 28, 2023 Direct F2
holding PRU Common Stock 391 Feb 28, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -4.5K -50% $0.00 4.5K Feb 28, 2023 Common Stock 4.5K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3.02K -33.33% $0.00 6.05K Feb 28, 2023 Common Stock 3.02K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.