Andrew F. Sullivan - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$345,800
Form type
4
Filing time
02 Mar 2023, 16:32:47 UTC
Previous filing
22 Feb 2023
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +4,503 +37% $0.000000 16,803 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $206,900 -2,069 -12% $100.00 14,734 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,022 +21% $0.000000 17,756 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $138,900 -1,389 -7.8% $100.00 16,367 28 Feb 2023 Direct F2
holding PRU Common Stock 391 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -4,503 -50% $0.000000 4,503 28 Feb 2023 Common Stock 4,503 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3,022 -33% $0.000000 6,045 28 Feb 2023 Common Stock 3,022 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.