Andrew F. Sullivan - Feb 17, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role: Executive Vice President
Signature: /s/ Danny Fiore, attorney-in-fact
Stock symbol: PRU
Transactions as of: Feb 17, 2023
Transactions value $: -$1,151,335
Form type: 4
Date filed: 2/22/2023, 02:02 PM
Previous filing: Feb 16, 2023
Next filing: Mar 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PRU	Common Stock	Sale	-$1.15M	-11.4K	-48.11%	$100.95	12.3K	Feb 17, 2023	Direct	F1, F2
holding	PRU	Common Stock						391	Feb 17, 2023	By 401(k)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.95 to $101.03 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2	Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,300 shares directly and 391 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,372 deferred compensation shares, 34,073 vested stock options, 30,178 unvested restricted stock units, and 104,038 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.95 to $101.03 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,300 shares directly and 391 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,372 deferred compensation shares, 34,073 vested stock options, 30,178 unvested restricted stock units, and 104,038 target performance shares (the exact number awarded being dependent on achievement of performance goals).