Charles P. Nelson - 20 Feb 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman | Exhibit List: Exhibit 24 - Power of Attorney
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
20 Feb 2023
Net transactions value
-$1,291,290
Form type
4
Filing time
23 Feb 2023, 20:56:01 UTC
Previous filing
03 Jan 2023
Next filing
09 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +21,479 +12% $0.000000 200,678 20 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $741,050 -9,955 -5% $74.44 190,723 20 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +5,981 +3.1% $0.000000 196,704 20 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $173,817 -2,335 -1.2% $74.44 194,369 20 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +8,024 +4.1% $0.000000 202,393 21 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $221,161 -2,971 -1.5% $74.44 199,422 21 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +5,719 +2.9% $0.000000 205,141 22 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $155,261 -2,117 -1% $73.34 203,024 22 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -21,479 -25% $0.000000 63,066 20 Feb 2023 Common Stock 21,479 Direct F2
transaction VOYA Restricted Stock Units Options Exercise $0 -5,981 -11% $0.000000 49,954 20 Feb 2023 Common Stock 5,981 Direct F3
transaction VOYA Restricted Stock Units Options Exercise $0 -8,024 -16% $0.000000 41,930 21 Feb 2023 Common Stock 8,024 Direct F3
transaction VOYA Restricted Stock Units Options Exercise $0 -5,719 -14% $0.000000 36,211 22 Feb 2023 Common Stock 5,719 Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 5,280 20 Feb 2023 Common Stock 5,280 Direct F4
holding VOYA Performance-Based Stock Options 182,374 20 Feb 2023 Common Stock 182,374 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Vice Chairman | Exhibit List: Exhibit 24 - Power of Attorney