Charles P. Nelson - Feb 20, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman | Exhibit List: Exhibit 24 - Power of Attorney
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2023
Transactions value $
-$1,291,290
Form type
4
Date filed
2/23/2023, 08:56 PM
Previous filing
Jan 3, 2023
Next filing
Mar 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +21.5K +11.99% $0.00 201K Feb 20, 2023 Direct F1
transaction VOYA Common Stock Tax liability -$741K -9.96K -4.96% $74.44 191K Feb 20, 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +5.98K +3.14% $0.00 197K Feb 20, 2023 Direct F1
transaction VOYA Common Stock Tax liability -$174K -2.34K -1.19% $74.44 194K Feb 20, 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +8.02K +4.13% $0.00 202K Feb 21, 2023 Direct F1
transaction VOYA Common Stock Tax liability -$221K -2.97K -1.47% $74.44 199K Feb 21, 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +5.72K +2.87% $0.00 205K Feb 22, 2023 Direct F1
transaction VOYA Common Stock Tax liability -$155K -2.12K -1.03% $73.34 203K Feb 22, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -21.5K -25.41% $0.00 63.1K Feb 20, 2023 Common Stock 21.5K Direct F2
transaction VOYA Restricted Stock Units Options Exercise $0 -5.98K -10.69% $0.00 50K Feb 20, 2023 Common Stock 5.98K Direct F3
transaction VOYA Restricted Stock Units Options Exercise $0 -8.02K -16.06% $0.00 41.9K Feb 21, 2023 Common Stock 8.02K Direct F3
transaction VOYA Restricted Stock Units Options Exercise $0 -5.72K -13.64% $0.00 36.2K Feb 22, 2023 Common Stock 5.72K Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 5.28K Feb 20, 2023 Common Stock 5.28K Direct F4
holding VOYA Performance-Based Stock Options 182K Feb 20, 2023 Common Stock 182K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Vice Chairman | Exhibit List: Exhibit 24 - Power of Attorney