Charles P. Nelson - Dec 30, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Dec 30, 2022
Transactions value $
$608
Form type
4
Date filed
1/3/2023, 03:27 PM
Previous filing
Dec 19, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 179K Dec 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $608 +9.89 +0.19% $61.49 5.28K Dec 30, 2022 Common Stock 9.89 Direct F1, F2
holding VOYA Performance Stock Unit 84.5K Dec 30, 2022 Common Stock 84.5K Direct F3
holding VOYA Restricted Stock Units 55.9K Dec 30, 2022 Common Stock 55.9K Direct F4
holding VOYA Performance-Based Stock Options 182K Dec 30, 2022 Common Stock 182K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes dividend of 16.776 shares.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 Each stock unit represents a conditional right to receive one share of the company's common stock.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Vice Chairman