Marty V Ozolins - 10 Feb 2022 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Vice President & Controller
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Marty V. Ozolins
Issuer symbol
SNA
Transactions as of
10 Feb 2022
Net transactions value
$0
Form type
4
Filing time
14 Feb 2022, 17:23:47 UTC
Previous filing
08 Jul 2021
Next filing
13 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SNA Common Stock 707 10 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Award $0 +1,676 $0.000000 1,676 10 Feb 2022 Common Stock 1,676 $211.67 Direct F2, F3
transaction SNA Restricted Stock Units Award $0 +286 $0.000000 286 10 Feb 2022 Common Stock 286 Direct F4, F5
transaction SNA Performance Units Award $0 +573 $0.000000 573 10 Feb 2022 Common Stock 573 Direct F4, F6
holding SNA Stock Option (Right to Buy) 800 10 Feb 2022 Common Stock 800 $168.70 Direct F7
holding SNA Stock Option (Right to Buy) 1,000 10 Feb 2022 Common Stock 1,000 $161.18 Direct F7
holding SNA Stock Option (Right to Buy) 1,250 10 Feb 2022 Common Stock 1,250 $155.92 Direct F2
holding SNA Stock Option (Right to Buy) 1,300 10 Feb 2022 Common Stock 1,300 $155.34 Direct F2
holding SNA Stock Option (Right to Buy) 1,316 10 Feb 2022 Common Stock 1,316 $189.89 Direct F2
holding SNA Restricted Stock Units 205 10 Feb 2022 Common Stock 205 Direct F4, F5
holding SNA Performance Units 410 10 Feb 2022 Common Stock 410 Direct F4, F8
holding SNA Deferred Stock Units 204 10 Feb 2022 Common Stock 204 Direct F4, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 8.5302 shares acquired under a dividend reinvestment plan.
F2 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F3 The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F4 1 for 1.
F5 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F6 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F7 Option fully vested.
F8 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F10 This information is based on a plan statement dated December 31, 2021.