Timothy L. Schmidt - Dec 14, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Dec 14, 2022
Transactions value $
-$207,100
Form type
4
Date filed
12/16/2022, 10:21 AM
Previous filing
Mar 2, 2022
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Sale -$207K -2K -10.99% $103.55 16.2K Dec 14, 2022 Direct
transaction PRU Common Stock Gift $0 -100 -0.62% $0.00 16.1K Dec 14, 2022 Direct F1, F2
holding PRU Common Stock 263 Dec 14, 2022 By 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Gift to a 501(c)(3) charitable foundation.
F2 Following the transactions reported on this Form 4, Mr. Schmidt continues to hold 16,098 shares directly and 263 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 12,277 vested stock options, 2,628 unvested stock options, 8,380 restricted stock units and 33,184 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3 Amount reported has been adjusted to include 11 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021 and September 30, 2022 based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).