TIMOTHY L. SCHMIDT - 28 Feb 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2022
Net transactions value
-$112,330
Form type
4
Filing time
02 Mar 2022, 13:10:04 UTC
Previous filing
10 Feb 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,088 +12% $0.000000 19,203 28 Feb 2022 Direct F1
transaction PRU Common Stock Tax liability $112,330 -1,006 -5.2% $111.66 18,197 28 Feb 2022 Direct F2
holding PRU Common Stock 252 28 Feb 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -2,088 -33% $0.000000 4,176 28 Feb 2022 Common Stock 2,088 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.