Gregory J. Hartz - Sep 23, 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres.&CEO Tompkins Trust
Signature
/s/ Gregory J. Hartz
Stock symbol
TMP
Transactions as of
Sep 23, 2021
Transactions value $
-$135,913
Form type
4
Date filed
11/8/2022, 11:14 AM
Previous filing
Aug 30, 2021
Next filing
Nov 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100.00 +1.29 +6.7% $77.39 20.6 Sep 23, 2021 As Custodian FBO Andrew Chase UGMA/NY F1
transaction TMP Common Stock Sale -$129K -1.57K -6.31% $82.26 23.4K Nov 4, 2022 Direct
transaction TMP Common Stock Tax liability -$6.54K -78 -0.33% $83.79 23.3K Nov 4, 2022 Direct F2
holding TMP Common Stock 5.43K Sep 23, 2021 by 401(k)/ISOP
holding TMP Common Stock 3.47K Sep 23, 2021 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
F2 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.