Comparable stake leader
BlackRock, Inc.
SEC ownership of TOMPKINS FINANCIAL CORP
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001005817.
Disclosed value leader
STATE STREET CORP
Comparable rows
3/50
Latest evidence
12 Nov 2026
- Public ticker
- TMP on NYSE
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
BlackRock, Inc.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
3 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
12 Nov 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001005817
- Issuer location
- Ithaca, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of TOMPKINS FINANCIAL CORP (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock, Inc.
Disclosed value leader
STATE STREET CORP
Comparable rows
3/50
Latest evidence
12 Nov 2026
13D/G
13F
3/4/5
Lead comparable stake: 13%
47 rows are not safely comparable across share classes.
13D/G row: BlackRock, Inc.
Showing 1-8 of 50 holder rows.
Quick read
BlackRock, Inc. leads the comparable SEC ownership view at 13%.
3 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership
Top 3
BlackRock, Inc.
13%
STATE STREET CORP
8.4%
VANGUARD PORTFOLIO MANAGEMENT LLC
5.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock, Inc. |
13D/G
|
13%
Reported 13D/G
· 31 Mar 2025
|
$112,993,004
1,908,021 shares
|
$0 | 31 Mar 2025 |
| STATE STREET CORP |
13F
13D/G
Company · STATE STREET CORPORATION
|
8.4%
Reported 13D/G
· 30 Sep 2025
|
$118,435,144
1,230,495 shares
|
— | 30 Sep 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
13D/G
Company · Vanguard Portfolio Management
|
5.3%
Reported 13D/G
· 31 Mar 2026
|
$75,430,740
783,696 shares
|
— | 30 Sep 2026 |
| TOMPKINS FINANCIAL CORP |
13F
Company
|
—
denominator unverified
|
$106,316,884
1,104,591 shares
|
— | 30 Sep 2026 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
—
denominator unverified
|
$61,126,045
635,067 shares
|
— | 30 Sep 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$55,502,851
576,653 shares
|
— | 30 Sep 2026 |
| AMERICAN CENTURY COMPANIES INC |
13F
Company
|
—
denominator unverified
|
$47,961,279
498,299 shares
|
— | 30 Sep 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$36,120,862
375,231 shares
|
— | 30 Sep 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$149,717.
Buys
$200,000
Insiders: 1
Sells
$50,283
Insiders: 1
Net
+$149,717
Shares: +2,127
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 2,627
Shares: 500
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 500 | $0 | $50,283 | -$50,283 |
| 3-6 | 1,164 | 0 | $100,000 | $0 | +$100,000 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 1,463 | 0 | $100,000 | $0 | +$100,000 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 41 reporting-owner rows connected to TOMPKINS FINANCIAL CORP. Open a relationship link for the CIK-to-CIK filing trail.
Rows
41
Largest Forms 3/4/5 holder
Michael H. Spain
Net 12M change
+$149.72K
Full value: +$149,717 · USD · 12-month changeLatest report
12 Nov 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Michael H. Spain | Director | $10,514,640 | Mixed | 15 Jan 2026 | ||
| Stephen S. Romaine | President & CEO, Director | $8,651,277 | Median | 12 Nov 2026 | ||
| ALEXANDER JOHN E | Director | $3,828,160 | Mixed | 14 May 2024 | ||
| James W. Fulmer | Director | $3,584,799 | Mixed | 14 May 2024 | ||
| Gregory J. Hartz | EVP, Pres.&CEO Tompkins Trust | $1,859,906 | Mixed | 10 Jul 2023 | ||
| John M. McKenna | EVP, Pres. Tompkins Comm. Bank | $1,809,222 | Mixed | 07 Aug 2026 | ||
| Craig Yunker | Director | $1,779,064 | Mixed | 10 May 2023 | ||
| David S. Boyce | EVP, Pres. & CEO Tompkins Ins. | $1,695,993 | Mixed | 31 Oct 2025 | ||
| Francis M. Fetsko | EVP, COO, CFO & Treasurer | $1,568,767 | Mixed | 02 Oct 2023 | ||
| Thomas R. Rochon | Director | $1,505,644 | Mixed | 14 May 2025 | ||
| Gerald J. Klein Jr. | EVP Pres&CEO Mahopac Bank | $1,414,046 | Mixed | 04 Nov 2021 | ||
| Alfred J. Weber | Director | $1,347,320 | Mixed | 21 Nov 2024 | ||
| Scott L. Gruber | EVP, Pres & CEO, VIST Bank | $1,116,018 | Mixed | 21 Nov 2021 | ||
| Susan M. Valenti | EVP, Corporate Marketing | $1,113,199 | Mixed | 02 Aug 2024 | ||
| Alyssa H. Fontaine | EVP, General Counsel & CRO | $1,095,136 | Median | 12 Nov 2026 | ||
| Frank C. Milewski | Director | $1,081,967 | Mixed | 10 May 2023 | ||
| Ita M. Rahilly | Director | $1,017,862 | +$200,000 | +24% | Filing P/S | 26 May 2026 |
| David M. DeMilia | EVP, Pres of TCB Hudson Valley | $973,459 | Median | 09 Nov 2026 | ||
| Diane D. Torcello | EVP & President, Tompkins WNY | $949,666 | Median | 09 Nov 2026 | ||
| Daniel J. Fessenden | Director | $922,462 | Mixed | 01 Oct 2026 |
Recent insider transactions for TOMPKINS FINANCIAL CORP
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Stacie M. Mastin | TMP | Common Stock | Tax liability | -2.1% | -55 | 2,569 | 12 Nov 2026 | Direct | ||
| Matthew D. Tomazin | TMP | Common Stock | Tax liability | -1.96% | -109 | 5,445 | 12 Nov 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Tax liability | -0.62% | -445 | 71,500 | 12 Nov 2026 | Direct | ||
| Charles J. Guarino | TMP | Common Stock | Tax liability | -1.41% | -55 | 3,834 | 12 Nov 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Tax liability | -0.95% | -99 | 10,307 | 12 Nov 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Sale | -36.6% | -$50,283 | $100.57 | -500 | 867 | 10 Nov 2026 | by 401(k) |
| Phillip M. Quintana | TMP | Common Stock | Award | 950 | 950 | 09 Nov 2026 | Direct | |||
| David M. DeMilia | TMP | Common Stock | Tax liability | -3.67% | -294 | 7,707 | 09 Nov 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Award | 8.55% | 630 | 8,001 | 09 Nov 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Tax liability | -3.7% | -400 | 10,406 | 09 Nov 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Award | 6.19% | 630 | 10,806 | 09 Nov 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Tax liability | -1.9% | -1,396 | 71,945 | 09 Nov 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Award | 4.64% | 3,250 | 73,341 | 09 Nov 2026 | Direct | ||
| John E. Huhtala | TMP | Common Stock | Award | 263% | 605 | 835 | 09 Nov 2026 | Direct | ||
| Diane D. Torcello | TMP | Common Stock | Tax liability | -2.24% | -180 | 7,873 | 09 Nov 2026 | Direct | ||
| Diane D. Torcello | TMP | Common Stock | Award | 9.15% | 675 | 8,053 | 09 Nov 2026 | Direct | ||
| Ginger G. Kunkel | TMP | Common Stock | Tax liability | -2% | -131 | 6,425 | 09 Nov 2026 | Direct | ||
| Ginger G. Kunkel | TMP | Common Stock | Award | 10.4% | 620 | 6,556 | 09 Nov 2026 | Direct | ||
| Stacie M. Mastin | TMP | Common Stock | Tax liability | -2.85% | -77 | 2,624 | 09 Nov 2026 | Direct | ||
| Stacie M. Mastin | TMP | Common Stock | Award | 21.3% | 475 | 2,701 | 09 Nov 2026 | Direct | ||
| Charles J. Guarino | TMP | Common Stock | Tax liability | -4.54% | -185 | 3,889 | 09 Nov 2026 | Direct | ||
| Charles J. Guarino | TMP | Common Stock | Award | 13.2% | 475 | 4,074 | 09 Nov 2026 | Direct | ||
| Matthew D. Tomazin | TMP | Common Stock | Tax liability | -3.29% | -189 | 5,554 | 09 Nov 2026 | Direct | ||
| Matthew D. Tomazin | TMP | Common Stock | Award | 19.8% | 950 | 5,743 | 09 Nov 2026 | Direct | ||
| Eric W. Taylor | TMP | Common Stock | Award | 46.2% | 630 | 1,995 | 09 Nov 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Tax liability | -2.72% | -143 | 5,109 | 09 Nov 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Award | 7.91% | 385 | 5,252 | 09 Nov 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Tax liability | -2.99% | -227 | 7,371 | 16 Oct 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Options Exercise | 3.47% | 255 | 7,598 | 16 Oct 2026 | Direct | ||
| David M. DeMilia | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -255 | 0 | 16 Oct 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.01% | 1.04 | 7,343 | 14 Oct 2026 | Direct | ||
| Janet M. Coletti | TMP | Phantom Stock | Award | 2.53% | 19.71 | 799 | 02 Oct 2026 | Direct | ||
| Nancy E. Catarisano | TMP | Phantom Stock | Award | 4.08% | 299 | 7,639 | 02 Oct 2026 | Direct | ||
| Helen Eaton | TMP | Phantom Stock | Award | 5% | 157 | 3,297 | 02 Oct 2026 | Direct | ||
| Heidi M. Davidson | TMP | Phantom Stock | Award | 9.8% | 260 | 2,907 | 02 Oct 2026 | Direct | ||
| Angela B. Lee | TMP | Common Stock | Award | 10.8% | 216 | 2,210 | 01 Oct 2026 | Direct | ||
| Daniel J. Fessenden | TMP | Common Stock | Award | 6.88% | 128 | 1,988 | 01 Oct 2026 | Direct | ||
| Patricia A. Johnson | TMP | Common Stock Drip | Award | 2.64% | 187 | 7,259 | 01 Oct 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.01% | 1 | 7,342 | 14 Sep 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Tax liability | -6.55% | -713 | 10,176 | 02 Sep 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Options Exercise | 7.95% | 802 | 10,889 | 02 Sep 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -802 | 0 | 02 Sep 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.01% | 1 | 7,314 | 12 Aug 2026 | Direct | ||
| John M. McKenna | TMP | Common Stock | Tax liability | -4.12% | -712 | 16,573 | 07 Aug 2026 | Direct | ||
| John M. McKenna | TMP | Common Stock | Options Exercise | 4.87% | 802 | 17,285 | 07 Aug 2026 | Direct | ||
| John M. McKenna | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -802 | 0 | 07 Aug 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Tax liability | -4.33% | -220 | 4,857 | 04 Aug 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Options Exercise | 5.4% | 260 | 5,077 | 04 Aug 2026 | Direct | ||
| David Kershaw | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -260 | 0 | 04 Aug 2026 | Direct | ||
| Eric W. Taylor | TMP | Common Stock | Tax liability | -3.2% | -45 | 1,360 | 01 Aug 2026 | Direct |
* marks a reported price that did not pass the local price check.