Comparable stake leader
BlackRock, Inc.
SEC ownership of TOMPKINS FINANCIAL CORP
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001005817.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
07 Aug 2026
- Public ticker
- TMP on NYSE
- Parsed ownership sources
-
13F, 13D/G, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
BlackRock, Inc.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
07 Aug 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001005817
- Issuer location
- Ithaca, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of TOMPKINS FINANCIAL CORP (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
07 Aug 2026
13F
13D/G
3/4/5
Lead comparable stake: 13%
13D/G row: BlackRock, Inc.
Showing 1-8 of 50 holder rows.
Quick read
BlackRock, Inc. leads the comparable SEC ownership view at 13%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership
Top 5
BlackRock, Inc.
13%
STATE STREET CORP
8.4%
VANGUARD PORTFOLIO MANAGEMENT LLC
5.3%
Stephen S. Romaine
0.61%
David S. Boyce
0.18%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock, Inc. |
13F
13D/G
Company
|
13%
from 13D/G
|
$193,739,926
2,049,724 shares
|
— | 30 Jun 2026 |
| STATE STREET CORP |
13F
13D/G
Company · STATE STREET CORPORATION
|
8.4%
from 13D/G
|
$114,166,455
1,207,855 shares
|
— | 30 Jun 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
13D/G
Company · Vanguard Portfolio Management
|
5.3%
from 13D/G
|
$72,537,956
767,435 shares
|
— | 30 Jun 2026 |
| Stephen S. Romaine |
3/4/5
President & CEO, Director
|
0.61%
|
$8,314,977
87,971 shares
|
— | 28 Jul 2026 |
| David S. Boyce |
3/4/5
EVP, Pres. & CEO Tompkins Ins.
|
0.18%
|
$1,695,993
25,615 shares
|
— | 31 Oct 2025 |
| John M. McKenna |
3/4/5
EVP, Pres. Tompkins Comm. Bank
|
0.13%
|
$1,809,222
19,141 shares
|
— | 07 Aug 2026 |
| Ita M. Rahilly |
3/4/5
Director
|
0.08%
|
$1,017,862
11,849 shares
|
+$200,000 | 26 May 2026 |
| Alyssa H. Fontaine |
3/4/5
EVP, General Counsel & CRO
|
0.08%
|
$863,030
10,947 shares
|
— | 18 May 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$200,000.
Buys
$200,000
Insiders: 1
Sells
$0
Insiders: 0
Net
+$200,000
Shares: +2,627
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 2,627
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 1,164 | 0 | $100,000 | $0 | +$100,000 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 1,463 | 0 | $100,000 | $0 | +$100,000 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 41 reporting-owner rows connected to TOMPKINS FINANCIAL CORP. Open a relationship link for the CIK-to-CIK filing trail.
Rows
41
Largest Forms 3/4/5 holder
Michael H. Spain
Net 12M change
+$200,000
Latest report
07 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Michael H. Spain | Director | $10,514,640 | Mixed | 15 Jan 2026 | ||
| Stephen S. Romaine | President & CEO, Director | $8,314,977 | Median | 28 Jul 2026 | ||
| ALEXANDER JOHN E | Director | $3,828,160 | Mixed | 14 May 2024 | ||
| James W. Fulmer | Director | $3,584,799 | Mixed | 14 May 2024 | ||
| Gregory J. Hartz | EVP, Pres.&CEO Tompkins Trust | $1,859,906 | Mixed | 10 Jul 2023 | ||
| John M. McKenna | EVP, Pres. Tompkins Comm. Bank | $1,809,222 | Median | 07 Aug 2026 | ||
| Craig Yunker | Director | $1,779,064 | Mixed | 10 May 2023 | ||
| David S. Boyce | EVP, Pres. & CEO Tompkins Ins. | $1,695,993 | Mixed | 31 Oct 2025 | ||
| Francis M. Fetsko | EVP, COO, CFO & Treasurer | $1,568,767 | Mixed | 02 Oct 2023 | ||
| Thomas R. Rochon | Director | $1,505,644 | Mixed | 14 May 2025 | ||
| Gerald J. Klein Jr. | EVP Pres&CEO Mahopac Bank | $1,414,046 | Mixed | 04 Nov 2021 | ||
| Alfred J. Weber | Director | $1,347,320 | Mixed | 21 Nov 2024 | ||
| Scott L. Gruber | EVP, Pres & CEO, VIST Bank | $1,116,018 | Mixed | 21 Nov 2021 | ||
| Susan M. Valenti | EVP, Corporate Marketing | $1,113,199 | Mixed | 02 Aug 2024 | ||
| Frank C. Milewski | Director | $1,081,967 | Mixed | 10 May 2023 | ||
| Ita M. Rahilly | Director | $1,017,862 | +$200,000 | +24% | Filing P/S | 26 May 2026 |
| Daniel J. Fessenden | Director | $880,193 | Mixed | 01 Jul 2026 | ||
| Diane D. Torcello | EVP & President, Tompkins WNY | $870,792 | Median | 27 Jul 2026 | ||
| Paul J. Battaglia | Director | $863,212 | Mixed | 14 May 2024 | ||
| Alyssa H. Fontaine | EVP, General Counsel & CRO | $863,030 | Mixed | 18 May 2026 |
Recent insider transactions for TOMPKINS FINANCIAL CORP
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| John M. McKenna | TMP | Common Stock | Tax liability | -4.12% | -712 | 16,573 | 07 Aug 2026 | Direct | ||
| John M. McKenna | TMP | Common Stock | Options Exercise | 4.87% | 802 | 17,285 | 07 Aug 2026 | Direct | ||
| John M. McKenna | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -802 | 0 | 07 Aug 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Tax liability | -4.33% | -220 | 4,857 | 04 Aug 2026 | Direct | ||
| David Kershaw | TMP | Common Stock | Options Exercise | 5.4% | 260 | 5,077 | 04 Aug 2026 | Direct | ||
| David Kershaw | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -260 | 0 | 04 Aug 2026 | Direct | ||
| Eric W. Taylor | TMP | Common Stock | Tax liability | -3.2% | -45 | 1,360 | 01 Aug 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Tax liability | -2.14% | -1,530 | 70,091 | 28 Jul 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Options Exercise | 2.48% | 1,734 | 71,621 | 28 Jul 2026 | Direct | ||
| Stephen S. Romaine | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -1,734 | 0 | 28 Jul 2026 | Direct | ||
| Diane D. Torcello | TMP | Common Stock | Tax liability | -2.83% | -214 | 7,348 | 27 Jul 2026 | Direct | ||
| Diane D. Torcello | TMP | Common Stock | Options Exercise | 3.42% | 250 | 7,562 | 27 Jul 2026 | Direct | ||
| Diane D. Torcello | TMP | Stock Appreciation Rights (SAR) | Options Exercise | -100% | -250 | 0 | 27 Jul 2026 | Direct | ||
| Helen Eaton | TMP | Phantom Stock | Award | 6.15% | 179 | 3,095 | 01 Jul 2026 | Direct | ||
| Angela B. Lee | TMP | Common Stock | Award | 12.3% | 219 | 1,994 | 01 Jul 2026 | Direct | ||
| Janet M. Coletti | TMP | Phantom Stock | Award | 2.67% | 20.14 | 774 | 01 Jul 2026 | Direct | ||
| Patricia A. Johnson | TMP | Common Stock Drip | Award | 2.79% | 189 | 6,968 | 01 Jul 2026 | Direct | ||
| Daniel J. Fessenden | TMP | Common Stock | Award | 7.57% | 130 | 1,848 | 01 Jul 2026 | Direct | ||
| Heidi M. Davidson | TMP | Phantom Stock | Award | 12.6% | 293 | 2,610 | 01 Jul 2026 | Direct | ||
| Ita M. Rahilly | TMP | Common Stock | Purchase | 10.9% | $100,000 | $85.90 | 1,164 | 11,849 | 26 May 2026 | Direct |
| David M. DeMilia | TMP | Common Stock | Tax liability | -3.51% | -264 | 7,263 | 18 May 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Award | 10.7% | 730 | 7,527 | 18 May 2026 | Direct | ||
| John M. McKenna | TMP | Common Stock | Tax liability | -1.58% | -264 | 16,483 | 18 May 2026 | Direct | ||
| John M. McKenna | TMP | Common Stock | Award | 4.56% | 730 | 16,747 | 18 May 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Tax liability | -3.47% | -359 | 9,993 | 18 May 2026 | Direct | ||
| Alyssa H. Fontaine | TMP | Common Stock | Award | 7.59% | 730 | 10,352 | 18 May 2026 | Direct | ||
| Ginger G. Kunkel | TMP | Common Stock | Tax liability | -3.31% | -201 | 5,874 | 18 May 2026 | Direct | ||
| Ginger G. Kunkel | TMP | Common Stock | Award | 13.7% | 730 | 6,075 | 18 May 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Tax liability | -2.21% | -1,580 | 69,887 | 18 May 2026 | Direct | ||
| Stephen S. Romaine | TMP | Common Stock | Award | 4.53% | 3,095 | 71,467 | 18 May 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.02% | 1.21 | 6,769 | 13 May 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.02% | 1.18 | 6,768 | 14 Apr 2026 | Direct | ||
| Angela B. Lee | TMP | Common Stock | Award | 17.3% | 262 | 1,775 | 06 Apr 2026 | Direct | ||
| Patricia A. Johnson | TMP | Common Stock Drip | Award | 3.45% | 226 | 6,779 | 06 Apr 2026 | Direct | ||
| Daniel J. Fessenden | TMP | Common Stock | Award | 9.92% | 155 | 1,718 | 06 Apr 2026 | Direct | ||
| Janet M. Coletti | TMP | Phantom Stock | Award | 3.36% | 24.35 | 748 | 02 Apr 2026 | Direct | ||
| Helen Eaton | TMP | Phantom Stock | Award | 5.78% | 159 | 2,915 | 02 Apr 2026 | Direct | ||
| Heidi M. Davidson | TMP | Phantom Stock | Award | 13.2% | 271 | 2,318 | 02 Apr 2026 | Direct | ||
| Nancy E. Catarisano | TMP | Phantom Stock | Award | 7.36% | 481 | 7,018 | 02 Apr 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.02% | 1.34 | 6,767 | 12 Mar 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.02% | 1.2 | 6,737 | 13 Feb 2026 | Direct | ||
| Michael H. Spain | TMP | Common Stock | Options Exercise | 1.13% | 1,564 | 139,415 | 15 Jan 2026 | Direct | ||
| Michael H. Spain | TMP | Phantom Stock | Options Exercise | -25% | -1,564 | 4,692 | 15 Jan 2026 | Direct | ||
| David M. DeMilia | TMP | Common Stock | Small acquisition under Rule 16a-6 | 0.02% | 1.35 | 6,737 | 14 Jan 2026 | Direct | ||
| Daniel J. Fessenden | TMP | Common Stock | Award | 12.4% | 172 | 1,557 | 06 Jan 2026 | Direct | ||
| Angela B. Lee | TMP | Common Stock | Award | 23.8% | 291 | 1,513 | 06 Jan 2026 | Direct | ||
| Patricia A. Johnson | TMP | Common Stock Drip | Award | 4.02% | 251 | 6,498 | 06 Jan 2026 | Direct | ||
| Janet M. Coletti | TMP | Phantom Stock | Award | 3.91% | 27.01 | 718 | 05 Jan 2026 | Direct | ||
| Helen Eaton | TMP | Phantom Stock | Award | 6.91% | 177 | 2,733 | 05 Jan 2026 | Direct | ||
| Heidi M. Davidson | TMP | Phantom Stock | Award | 17.4% | 300 | 2,030 | 05 Jan 2026 | Direct |
* marks a reported price that did not pass the local price check.