Trevor Ogle - 28 Oct 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
28 Oct 2022
Net transactions value
-$356,663
Form type
4
Filing time
31 Oct 2022, 16:07:46 UTC
Previous filing
22 Sep 2022
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +9,110 $0.000000 9,110 28 Oct 2022 Direct F1
transaction VOYA Common Stock Tax liability $356,663 -5,206 -57% $68.51 3,904 28 Oct 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -9,110 -35% $0.000000 17,294 28 Oct 2022 Common Stock 9,110 Direct F3
holding VOYA Performance Stock Unit 32,032 28 Oct 2022 Common Stock 32,032 Direct F4
holding VOYA Performance-Based Stock Options 12,500 28 Oct 2022 Common Stock 12,500 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 FICA tax withholding on the grant of the restricted stock units.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F5 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer