Trevor Ogle - Oct 28, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Oct 28, 2022
Transactions value $
-$356,663
Form type
4
Date filed
10/31/2022, 04:07 PM
Previous filing
Sep 22, 2022
Next filing
Nov 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +9.11K $0.00 9.11K Oct 28, 2022 Direct F1
transaction VOYA Common Stock Tax liability -$357K -5.21K -57.15% $68.51 3.9K Oct 28, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -9.11K -34.5% $0.00 17.3K Oct 28, 2022 Common Stock 9.11K Direct F3
holding VOYA Performance Stock Unit 32K Oct 28, 2022 Common Stock 32K Direct F4
holding VOYA Performance-Based Stock Options 12.5K Oct 28, 2022 Common Stock 12.5K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 FICA tax withholding on the grant of the restricted stock units.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F5 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer