Trevor Ogle - 03 Nov 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
03 Nov 2022
Transactions value $
-$258,367
Form type
4
Filing time
04 Nov 2022, 16:02:29 UTC
Previous filing
31 Oct 2022
Next filing
13 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$258K -3.9K -100% $66.18 0 03 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 17.3K 03 Nov 2022 Common Stock 17.3K Direct F2
holding VOYA Performance Stock Unit 32K 03 Nov 2022 Common Stock 32K Direct F3
holding VOYA Performance-Based Stock Options 12.5K 03 Nov 2022 Common Stock 12.5K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.
F2 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer