Trevor Ogle - 03 Nov 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Nov 2022, 16:02:29 UTC
Prior SEC filing
31 Oct 2022
Next SEC filing
13 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rachel Reid, Attorney-in-Fact

Key filing fact

Trevor Ogle filed Form 4 for Voya Financial, Inc. (VOYA) on 04 Nov 2022.

Key facts

  • This page summarizes Trevor Ogle's Form 4 filing for Voya Financial, Inc. (VOYA).
  • 1 reported transaction and 3 derivative rows are listed below.
  • Accepted by SEC: 04 Nov 2022, 16:02.

Change

  • Previous filing in this sequence was filed on 31 Oct 2022.
  • Current net transaction value: -$258,367.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VOYA transaction

Common Stock

Sale

Transaction value
$258,367
Shares
-3,904
Change %
-100%
Price
$66.18
Shares after
0
Date
03 Nov 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VOYA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,294
Date
03 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,294
Exercise price
Footnotes
F2
VOYA holding Derivative

Performance Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,032
Date
03 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,032
Exercise price
Footnotes
F3
VOYA holding Derivative

Performance-Based Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,500
Date
03 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.

Footnote F2

The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Footnote F3

The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

Footnote F4

The options vest based on conditions set forth in their respective agreements.

SEC remarks

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .