Trevor Ogle - 12 Sep 2022 Form 3 Insider Report for Voya Financial, Inc. (VOYA)

Role
Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
12 Sep 2022
Net transactions value
$0
Form type
3
Filing time
22 Sep 2022, 16:32:55 UTC
Next filing
31 Oct 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 12 Sep 2022 Common Stock 32,032 Direct F1
holding VOYA Restricted Stock Units 12 Sep 2022 Common Stock 26,404 Direct F2
holding VOYA Performance-Based Stock Options 12 Sep 2022 Common Stock 12,500 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F2 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The options vest based on conditions set forth in their respective agreements.
F4 The exercise price is $37.60.

Remarks:

Executive Vice President, Chief Strategy, M&A and Corporate Transactions Officer | Exhibit List: Exhibit 24 - Power of Attorney