William Landman - Oct 1, 2022 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Director
Signature
/s/ Steven Vine, Attorney-In-Fact
Stock symbol
ZETA
Transactions as of
Oct 1, 2022
Transactions value $
$24,999
Form type
4
Date filed
10/4/2022, 05:39 PM
Previous filing
Jul 6, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Award $25K +3.78K +8.87% $6.61 46.4K Oct 1, 2022 Direct F1
holding ZETA Class A Common Stock 1.94K Oct 1, 2022 By Capital Management Systems, LLC
holding ZETA Class A Common Stock 1.3M Oct 1, 2022 By CMS Back-End Entity VII-A, L.P.
holding ZETA Class A Common Stock 36.7K Oct 1, 2022 By CMS Holdco, LLC
holding ZETA Class A Common Stock 1.85K Oct 1, 2022 By CMS Sub Management Company
holding ZETA Class A Common Stock 185 Oct 1, 2022 By MSPS Platinum, Inc.
holding ZETA Class A Common Stock 200K Oct 1, 2022 By CMS Platinum Fund, L.P. F2
holding ZETA Class A Common Stock 405K Oct 1, 2022 By CMS/CAIVIS Partners F3
holding ZETA Class A Common Stock 47.9K Oct 1, 2022 By Mainline Special Opportunities Fund, LP F4
holding ZETA Class A Common Stock 607K Oct 1, 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.
F2 Securities held directly by CMS, of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P. William Landman is a director and executive officer of MSPS Platinum, Inc. Each of MSPS Platinum, Inc., CMS Platinum Associates, L.P. and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any.
F3 Securities held directly by CMS/CAIVIS Partners, a Pennsylvania general partnership, of which Mr. Landman is a partner. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS/CAIVIS Partners except to the extent of his pecuniary interest therein, if any.
F4 Securities held directly by MainLine Special Opportunities Fund, L.P. ("MainLine"), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine's general partner. Mr. Landman is MainLine SO GO, LLC's manager. Mr. Landman, MainLine SO GP, LLC and MainLine SO Associates, L.P. disclaim beneficial ownership of the shares held directly by MainLine except to the extent of their pecuniary interest therein, if any.