William Landman - 16 Nov 2022 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Director
Signature
/s/ Steven Vine, Attorney-in-fact
Issuer symbol
ZETA
Transactions as of
16 Nov 2022
Net transactions value
$0
Form type
4
Filing time
18 Nov 2022, 15:30:17 UTC
Previous filing
04 Oct 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Other $0 -1,303,533 -100% $0.000000* 0 16 Nov 2022 By CMS Back-End Entity VII-A, L.P. F1
transaction ZETA Class A Common Stock Other $0 -405,156 -100% $0.000000* 0 16 Nov 2022 By CMS/CAIVIS Partners F2
holding ZETA Class A Common Stock 502,188 16 Nov 2022 Direct F3
holding ZETA Class A Common Stock 200,000 16 Nov 2022 By CMS Platinum Fund, L.P. F4
holding ZETA Class A Common Stock 1,850 16 Nov 2022 By CMS Sub Management Company F5
holding ZETA Class A Common Stock 1,940 16 Nov 2022 By Capital Management Systems, LLC F6
holding ZETA Class A Common Stock 36,676 16 Nov 2022 By CMS Holdco, LLC F7
holding ZETA Class A Common Stock 185 16 Nov 2022 By MSPS Platinum, Inc. F8
holding ZETA Class A Common Stock 47,895 16 Nov 2022 By Mainline Special Opportunities Fund, LP F9
holding ZETA Class A Common Stock 607,165 16 Nov 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata distribution in-kind of shares of Class A Common Stock by CMS Back-End Entity VII-A, L.P. ("CMSBE") for no consideration.
F2 Represents a pro rata distribution in-kind of shares of Class A Common Stock by CMS/CAIVIS Partners for no consideration.
F3 Includes 455,788 shares of Class A Common Stock acquired in the distributions in-kind reported herein, which acquisition was exempt under Rule 16a-9.
F4 Securities held directly by CMS Platinum Fund, L.P. ("CMS"), of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P. William Landman is a director and executive officer of MSPS Platinum, Inc. Each of MSPS Platinum, Inc., CMS Platinum Associates, L.P. and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any.
F5 Securities held directly by CMS Sub Management Company, a Pennsylvania corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Sub Management Company except to the extent of his pecuniary interest therein, if any.
F6 Securities held directly by Capital Management Systems, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by Capital Management Systems, LLC except to the extent of his pecuniary interest therein, if any.
F7 Securities held directly by CMS Holdco, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Holdco, LLC except to the extent of his pecuniary interest therein, if any.
F8 Securities held directly by MSPS Platinum, Inc., a Delaware corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by MSPS Platinum, Inc. except to the extent of his pecuniary interest therein, if any.
F9 Securities held directly by MainLine Special Opportunities Fund, L.P. ("MainLine"), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine's general partner. Mr. Landman is MainLine SO GO, LLC's manager. Mr. Landman, MainLine SO GP, LLC and MainLine SO Associates, L.P. disclaim beneficial ownership of the shares held directly by MainLine except to the extent of their pecuniary interest therein, if any.