Robertson Clay Jones JR - Sep 15, 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
President and CEO, Director
Signature
Deborah Reuter as Attorney in fact for Robertson Clay Jones, JR.
Stock symbol
HTBK
Transactions as of
Sep 15, 2022
Transactions value $
$0
Form type
4
Date filed
9/16/2022, 07:57 PM
Previous filing
May 17, 2022
Next filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +25K +14.74% $0.00 195K Sep 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Employee Stock Option (right to buy) 37.1K Sep 15, 2022 Heritage Commerce Corp - Common Stock 37.1K $3.98 Direct
holding HTBK Employee Stock Option (right to buy) 37.1K Sep 15, 2022 Heritage Commerce Corp - Common Stock 37.1K $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 49.4K Sep 15, 2022 Heritage Commerce Corp - Common Stock 49.4K $10.74 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests 33.333% each year on an annualized basis.