Robertson Clay Jones Jr. - 16 May 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
EVP
Signature
Deborah Reuter as Attorney in fact for Robertson Clay Jones, JR.
Issuer symbol
HTBK
Transactions as of
16 May 2022
Net transactions value
$0
Form type
4
Filing time
17 May 2022, 18:48:53 UTC
Previous filing
08 Sep 2021
Next filing
16 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +18,132 +12% $0.000000 169,650 16 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Employee Stock Option (right to buy) 37,050 16 May 2022 Heritage Commerce Corp - Common Stock 37,050 $3.98 Direct
holding HTBK Employee Stock Option (right to buy) 37,050 16 May 2022 Heritage Commerce Corp - Common Stock 37,050 $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 49,399 16 May 2022 Heritage Commerce Corp - Common Stock 49,399 $10.74 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests 33.333% each year on an annualized basis.