ANNE MCCALLION - 15 Aug 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Ms. McCallion
Issuer symbol
PFSI
Transactions as of
15 Aug 2022
Net transactions value
$0
Form type
4
Filing time
17 Aug 2022, 21:56:53 UTC
Previous filing
25 Feb 2022
Next filing
02 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Options Exercise $460,044 +7,941 +313% $57.93 10,480 15 Aug 2022 Direct F1
transaction PFSI Common Stock Sale $460,044 -7,941 -76% $57.93 2,539 15 Aug 2022 Direct
holding PFSI Common Stock 148,176 15 Aug 2022 The McCallion Family Trust dated 12/21/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Options Exercise $0 -7,941 -50% $0.000000 7,941 15 Aug 2022 Common Stock 7,941 $21.03 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 2,539 restricted stock units and 7,941 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The nonstatutory stock option to purchase 15,882 of Common Stock of the issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.