Anne Mccallion - 31 Oct 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Ms. McCallion
Issuer symbol
PFSI
Transactions as of
31 Oct 2022
Net transactions value
-$263,696
Form type
4
Filing time
02 Nov 2022, 19:38:52 UTC
Previous filing
17 Aug 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

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Quoteable Key Fact

"Anne Mccallion filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 02 Nov 2022."

Quick Takeaways

  • This page summarizes Anne Mccallion's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 02 Nov 2022, 19:38.

What Changed

  • Previous filing in this sequence was filed on 17 Aug 2022.
  • Current net transaction value: -$263,696.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Options Exercise $166,999 +7,941 +313% $21.03 10,480 31 Oct 2022 Direct F1
transaction PFSI Common Stock Sale $430,695 -7,941 -76% $54.24 2,539 31 Oct 2022 Direct F2
holding PFSI Common Stock 148,176 31 Oct 2022 The McCallion Family Trust dated 12/21/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Options Exercise $0 -7,941 -100% $0.000000* 0 31 Oct 2022 Common Stock 7,941 $21.03 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 2,539 restricted stock units and 7,941 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The price reported is the weighted average price of multiple transactions ranging from $54.09 to $54.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The nonstatutory stock option to purchase 15,882 shares of Common Stock of the issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

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