Anne Mccallion - 23 Feb 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Ms. McCallion
Issuer symbol
PFSI
Transactions as of
23 Feb 2022
Net transactions value
$0
Form type
4
Filing time
25 Feb 2022, 19:35:58 UTC
Previous filing
19 Oct 2021
Next filing
17 Aug 2022
SEC
View on sec.gov

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Quoteable Key Fact

"Anne Mccallion filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 25 Feb 2022."

Quick Takeaways

  • This page summarizes Anne Mccallion's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
  • 1 reported transaction and 6 derivative rows are listed below.
  • Filing timestamp: 25 Feb 2022, 19:35.

What Changed

  • Previous filing in this sequence was filed on 19 Oct 2021.
  • Current net transaction value: $0.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Award $0 +2,539 +120% $0.000000 4,663 23 Feb 2022 Direct F1, F2
holding PFSI Common Stock 146,052 23 Feb 2022 The McCallion Family Trust dated 12/21/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFSI Nonstatutory Stock Option (Right to Buy) 17,204 23 Feb 2022 Common Stock 17,204 $24.40 Direct F3
holding PFSI Nonstatutory Stock Option (Right to Buy) 22,506 23 Feb 2022 Common Stock 22,506 $18.05 Direct F4
holding PFSI Nonstatutory Stock Option (Right to Buy) 27,771 23 Feb 2022 Common Stock 27,771 $11.28 Direct F5
holding PFSI Nonstatutory Stock Option (Right to Buy) 23,829 23 Feb 2022 Common Stock 23,829 $17.52 Direct F6
holding PFSI Nonstatutory Stock Option (Right to Buy) 28,216 23 Feb 2022 Common Stock 28,216 $17.26 Direct F7
holding PFSI Nonstatutory Stock Option (Right to Buy) 15,882 23 Feb 2022 Common Stock 15,882 $21.03 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting.
F2 Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.
F3 This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
F4 This nonstatutory stock option to purchase 22,506 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F5 This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F6 This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F7 This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8 This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

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