Marina Park Sutton - May 5, 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Marina Park Sutton
Stock symbol
HTBK
Transactions as of
May 5, 2022
Transactions value $
$15,191
Form type
4
Date filed
5/6/2022, 11:47 AM
Previous filing
Jun 17, 2021
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $7.76K +2.47K +6.45% $3.14 40.8K May 5, 2022 Indirect by Trust
transaction HTBK Common Stock, No Par Value Options Exercise $7.43K +2.47K +6.06% $3.01 43.2K May 5, 2022 Indirect by Trust
holding HTBK Common Stock, No Par Value 43K May 5, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2.47K -100% $0.00* 0 May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $3.14 Direct
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2.47K -100% $0.00* 0 May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $3.01 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $3.41 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $3.77 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $4.55 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $4.85 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $5.50 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $10.77 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 5, 2022 Heritage Commerce Corp - Common Stock 2.47K $10.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.