Marina Park Sutton - 15 Jun 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Marina Park Sutton
Issuer symbol
HTBK
Transactions as of
15 Jun 2021
Net transactions value
+$13,881
Form type
4
Filing time
17 Jun 2021, 11:24:40 UTC
Previous filing
01 Jun 2021
Next filing
06 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $7,064 +2,470 +7.4% $2.86 35,815 15 Jun 2021 Indirect by Trust
transaction HTBK Common Stock, No Par Value Options Exercise $6,817 +2,470 +6.9% $2.76 38,285 15 Jun 2021 Indirect by Trust
holding HTBK Common Stock, No Par Value 42,952 15 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2,470 -100% $0.000000* 0 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $2.86 Direct
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2,470 -100% $0.000000* 0 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $2.76 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $3.14 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $3.01 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $3.41 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $3.77 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $4.55 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $4.85 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $5.50 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $10.77 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 15 Jun 2021 Heritage Commerce Corp - Common Stock 2,470 $10.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.