Sandra van Trease - 09 Dec 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Issuer symbol
EFSC
Transactions as of
09 Dec 2021
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 13:30:33 UTC
Previous filing
13 Jul 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Gift $0 -2,000 -4.5% $0.000000 42,417 09 Dec 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +376 +19% $0.000000 2,311 09 Dec 2021 Common Stock 376 Direct F2, F3, F4
holding EFSC Phantom Stock 3,007 09 Dec 2021 Common Stock 3,007 Direct F2, F5
holding EFSC Phantom Stock 2,404 09 Dec 2021 Common Stock 2,404 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.
F4 Represents shares issued under the Non-Management Director Stock Plan.
F5 Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F6 Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.