Sandra Van Trease - Dec 9, 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Stock symbol
EFSC
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 01:30 PM
Previous filing
Jul 13, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Gift $0 -2K -4.5% $0.00 42.4K Dec 9, 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +376 +19.43% $0.00 2.31K Dec 9, 2021 Common Stock 376 Direct F2, F3, F4
holding EFSC Phantom Stock 3.01K Dec 9, 2021 Common Stock 3.01K Direct F2, F5
holding EFSC Phantom Stock 2.4K Dec 9, 2021 Common Stock 2.4K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.
F4 Represents shares issued under the Non-Management Director Stock Plan.
F5 Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F6 Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.