Key facts
- This page summarizes Sandra van Trease's Form 4 filing for ENTERPRISE FINANCIAL SERVICES CORP (EFSC).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Jan 2022, 12:16.
Sandra van Trease - 03 Jan 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
- Reporting relationship
- Director
- Issuer ticker
- EFSC
- Reported as of
- 03 Jan 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Jan 2022, 12:16:21 UTC
- Prior SEC filing
- 13 Dec 2021
- Next SEC filing
- 15 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sandra Van Trease
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sandra van Trease filed Form 4 for ENTERPRISE FINANCIAL SERVICES CORP (EFSC) on 05 Jan 2022.
Change
- Previous filing in this sequence was filed on 13 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EFSC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,404
- Change %
- Price
- $0.000000
- Shares after
- 2,404
- Date
- 03 Jan 2022
- Ownership
- Direct
EFSC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +63
- Change %
- +2.6%
- Price
- $0.000000
- Shares after
- 2,467
- Date
- 04 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
EFSC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 42,417
- Date
- 03 Jan 2022
- Ownership
- By Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EFSC
transaction
Derivative
Phantom Stock
Options Exercise
- Transaction value
- $0
- Shares
- -2,404
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,404
- Exercise price
- Footnotes
- F2, F3
EFSC
holding
Derivative
Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,007
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,007
- Exercise price
- Footnotes
- F2, F4
EFSC
holding
Derivative
Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,311
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,311
- Exercise price
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Dividend equivalent shares on deferred stock vesting.
Footnote F2
Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
Footnote F3
Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.
Footnote F4
Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
Footnote F5
Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.