Sandra van Trease - 09 Jul 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Issuer symbol
EFSC
Transactions as of
09 Jul 2021
Net transactions value
$0
Form type
4
Filing time
13 Jul 2021, 11:47:42 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 44,417 09 Jul 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +1,935 $0.000000 1,935 09 Jul 2021 Common Stock 1,935 Direct F1, F2, F3
holding EFSC Phantom Stock 3,007 09 Jul 2021 Common Stock 3,007 Direct F1, F4
holding EFSC Phantom Stock 2,404 09 Jul 2021 Common Stock 2,404 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2 Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.
F3 Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
F4 Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F5 Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.