Claiborne R. Rankin - Oct 1, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 02:26 PM
Previous filing
Jul 6, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +522 +0.38% $0.00 139K Oct 1, 2021 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F1
holding HY Class A Common Stock 35.9K Oct 1, 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F2
holding HY Class A Common Stock 1.98K Oct 1, 2021 spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F2
holding HY Class A Common Stock 377 Oct 1, 2021 spouse's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 635 Oct 1, 2021 Spouse's proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 4.17K Oct 1, 2021 Held in trust fbo Reporting Person's spouse. F2
holding HY Class A Common Stock 65.4K Oct 1, 2021 Spouse's proportionate limited partnership interest held in shares of RA IV F2
holding HY Class A Common Stock 8.23K Oct 1, 2021 Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F2
holding HY Class A Common Stock 19 Oct 1, 2021 Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
holding HY Class A Common Stock 14.6K Oct 1, 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P
holding HY Class A Common Stock 32.6K Oct 1, 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P
holding HY Class A Common Stock 451 Oct 1, 2021 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
holding HY Class A Common Stock 155 Oct 1, 2021 Interest in Shares held by Rankin Associates V
holding HY Class A Common Stock 292 Oct 1, 2021 Proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 8.23K Oct 1, 2021 Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. F2
holding HY Class A Common Stock 80 Oct 1, 2021 interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 100 Oct 1, 2021 interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 1.98K Oct 1, 2021 proportionate interest in shares held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 41.9K Oct 1, 2021 Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach F2
holding HY Class A Common Stock 41.9K Oct 1, 2021 Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. F2
holding HY Class A Common Stock 42.1K Oct 1, 2021 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2
holding HY Class A Common Stock 8.23K Oct 1, 2021 Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 64.1K Oct 1, 2021 Class A Common Stock 64.1K spouses proportionate LP interst in shares held in RA1 F2, F3
holding HY Class B Common Stock 1.98K Oct 1, 2021 Class A Common Stock 1.98K spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F2, F3
holding HY Class B Common Stock 2.78K Oct 1, 2021 Class A Common Stock 2.78K Trustee of a Trust for the benefit of Chloe O. Rankin. F2, F3
holding HY Class B Common Stock 104K Oct 1, 2021 Class A Common Stock 104K Spouse's proportionate interest held in shares in RA IV F2, F4, F5, F6
holding HY Class B Common Stock 11.9K Oct 1, 2021 Class A Common Stock 11.9K Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F2, F7, F8, F9
holding HY Class B Common Stock 31 Oct 1, 2021 Class A Common Stock 31 Proportionate general partnership interest in shares held in RAIV F3, F10
holding HY Class B Common Stock 26.1K Oct 1, 2021 Class A Common Stock 26.1K proportionate limited partnership interest in shares held by Rankin Associates I, L.P F3
holding HY Class B Common Stock 32.6K Oct 1, 2021 Class A Common Stock 32.6K proportionate limited partnership interests in shares held by Rankin Associates II, L.P F3
holding HY Class B Common Stock 714 Oct 1, 2021 Class A Common Stock 714 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F3
holding HY Class B Common Stock 11.9K Oct 1, 2021 Class A Common Stock 11.9K Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr F2, F11, F12, F13
holding HY Class B Common Stock 1.98K Oct 1, 2021 Class A Common Stock 1.98K proportionate interest in shares held by Rankin Management, Inc. ("RMI") F3
holding HY Class B Common Stock 124K Oct 1, 2021 Class A Common Stock 124K Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F3
holding HY Class B Common Stock 12.1K Oct 1, 2021 Class A Common Stock 12.1K Serves as Trustee of GSTs for the benefit of Chloe Seelbach F2, F3
holding HY Class B Common Stock 12.1K Oct 1, 2021 Class A Common Stock 12.1K Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. F2, F3
holding HY Class B Common Stock 12.1K Oct 1, 2021 Class A Common Stock 12.1K Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2, F3
holding HY Class B Common Stock 11.9K Oct 1, 2021 Class A Common Stock 11.9K Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F2, F14, F15, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 N/A
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A