Claiborne R. Rankin - 01 Jul 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
01 Jul 2021
Net transactions value
$0
Form type
4
Filing time
06 Jul 2021, 15:00:38 UTC
Next filing
05 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +393 +0.29% $0.000000 138,007 01 Jul 2021 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F1
holding HY Class A Common Stock 35,857 01 Jul 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F2
holding HY Class A Common Stock 1,978 01 Jul 2021 spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F2
holding HY Class A Common Stock 377 01 Jul 2021 spouse's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 635 01 Jul 2021 Spouse's proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 4,174 01 Jul 2021 Held in trust fbo Reporting Person's spouse. F2
holding HY Class A Common Stock 65,373 01 Jul 2021 Spouse's proportionate limited partnership interest held in shares of RA IV F2
holding HY Class A Common Stock 8,227 01 Jul 2021 Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F2
holding HY Class A Common Stock 19 01 Jul 2021 Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
holding HY Class A Common Stock 14,567 01 Jul 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P
holding HY Class A Common Stock 32,571 01 Jul 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P
holding HY Class A Common Stock 451 01 Jul 2021 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
holding HY Class A Common Stock 155 01 Jul 2021 Interest in Shares held by Rankin Associates V
holding HY Class A Common Stock 292 01 Jul 2021 Proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 8,227 01 Jul 2021 Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. F2
holding HY Class A Common Stock 80 01 Jul 2021 interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 100 01 Jul 2021 interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 1,975 01 Jul 2021 proportionate interest in shares held by Rankin Management, Inc. ("RMI")
holding HY Class A Common Stock 41,932 01 Jul 2021 Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach F2
holding HY Class A Common Stock 41,932 01 Jul 2021 Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. F2
holding HY Class A Common Stock 42,120 01 Jul 2021 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2
holding HY Class A Common Stock 8,228 01 Jul 2021 Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 64,143 01 Jul 2021 Class A Common Stock 64,143 spouses proportionate LP interst in shares held in RA1 F2, F3
holding HY Class B Common Stock 1,978 01 Jul 2021 Class A Common Stock 1,978 spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F2, F3
holding HY Class B Common Stock 2,783 01 Jul 2021 Class A Common Stock 2,783 Trustee of a Trust for the benefit of Chloe O. Rankin. F2, F3
holding HY Class B Common Stock 103,572 01 Jul 2021 Class A Common Stock 103,572 Spouse's proportionate interest held in shares in RA IV F2, F4, F5, F6
holding HY Class B Common Stock 11,932 01 Jul 2021 Class A Common Stock 11,932 Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F2, F7, F8, F9
holding HY Class B Common Stock 31 01 Jul 2021 Class A Common Stock 31 Proportionate general partnership interest in shares held in RAIV F3, F10
holding HY Class B Common Stock 26,057 01 Jul 2021 Class A Common Stock 26,057 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F3
holding HY Class B Common Stock 32,571 01 Jul 2021 Class A Common Stock 32,571 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F3
holding HY Class B Common Stock 714 01 Jul 2021 Class A Common Stock 714 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F3
holding HY Class B Common Stock 11,932 01 Jul 2021 Class A Common Stock 11,932 Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr F2, F11, F12, F13
holding HY Class B Common Stock 1,975 01 Jul 2021 Class A Common Stock 1,975 proportionate interest in shares held by Rankin Management, Inc. ("RMI") F3
holding HY Class B Common Stock 123,760 01 Jul 2021 Class A Common Stock 123,760 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F3
holding HY Class B Common Stock 12,098 01 Jul 2021 Class A Common Stock 12,098 Serves as Trustee of GSTs for the benefit of Chloe Seelbach F2, F3
holding HY Class B Common Stock 12,098 01 Jul 2021 Class A Common Stock 12,098 Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. F2, F3
holding HY Class B Common Stock 12,098 01 Jul 2021 Class A Common Stock 12,098 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2, F3
holding HY Class B Common Stock 11,932 01 Jul 2021 Class A Common Stock 11,932 Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F2, F14, F15, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 N/A
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A