Claiborne R. Rankin - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 15:16:47 UTC
Previous filing
05 Oct 2021
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -14,567 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1
transaction HY Class A Common Stock Other $0 -35,857 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F1, F2
transaction HY Class A Common Stock Other $0 -32,571 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1
transaction HY Class A Common Stock Other $0 -1,978 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.000000* 0 15 Dec 2021 Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner F1
transaction HY Class A Common Stock Other $0 -451 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F1
transaction HY Class A Common Stock Other $0 -65,373 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate limited partnership interest held in shares of RA IV F1, F2
transaction HY Class A Common Stock Other $0 -155 -100% $0.000000* 0 15 Dec 2021 Interest in Shares held by Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -8,227 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F1, F2
transaction HY Class A Common Stock Other $0 -292 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -8,227 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. F1, F2
transaction HY Class A Common Stock Other $0 -80 -100% $0.000000* 0 15 Dec 2021 interest in shares held by RAV held by Rankin Management, Inc. ("RMI") F1
transaction HY Class A Common Stock Other $0 -100 -100% $0.000000* 0 15 Dec 2021 Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") F1
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F1, F2
transaction HY Class A Common Stock Other $0 +2,783 +67% $0.000000 6,957 15 Dec 2021 Held in trust fbo Reporting Person's spouse. F2, F3
transaction HY Class A Common Stock Other $0 -1,975 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by Rankin Management, Inc. ("RMI") F1
transaction HY Class A Common Stock Other $0 +123,760 +89% $0.000000 262,289 15 Dec 2021 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F3
transaction HY Class A Common Stock Other $0 -41,932 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach F1, F2
transaction HY Class A Common Stock Other $0 -41,932 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. F1, F2
transaction HY Class A Common Stock Other $0 -41,932 -100% $0.000000 188 15 Dec 2021 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +14,567 +56% $0.000000 40,624 15 Dec 2021 Class A Common Stock 14,567 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1, F4
transaction HY Class B Common Stock Other $0 +35,857 +56% $0.000000 100,000 15 Dec 2021 Class A Common Stock 35,857 spouses proportionate LP interst in shares held in RA1 F1, F2, F4
transaction HY Class B Common Stock Other $0 +32,571 +100% $0.000000 65,142 15 Dec 2021 Class A Common Stock 32,571 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4
transaction HY Class B Common Stock Other $0 +1,978 +100% $0.000000 3,956 15 Dec 2021 Class A Common Stock 1,978 spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F1, F2, F4
transaction HY Class B Common Stock Other $0 +19 +61% $0.000000 50 15 Dec 2021 Class A Common Stock 19 Proportionate general partnership interest in shares held in RAIV F1, F4, F5
transaction HY Class B Common Stock Other $0 +451 +63% $0.000000 1,165 15 Dec 2021 Class A Common Stock 451 proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F1, F4
transaction HY Class B Common Stock Other $0 +65,373 +63% $0.000000 168,945 15 Dec 2021 Class A Common Stock 65,373 Spouse's proportionate interest held in shares in RA IV F1, F2, F6, F7, F8
transaction HY Class B Common Stock Other $0 +155 $0.000000 155 15 Dec 2021 Class A Common Stock 155 Interest in Shares held by Rankin Associates V F1, F4
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2, F4
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F4
transaction HY Class B Common Stock Other $0 +8,227 +69% $0.000000 20,159 15 Dec 2021 Class A Common Stock 8,227 Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F1, F2, F9, F10, F11
transaction HY Class B Common Stock Other $0 +292 $0.000000 292 15 Dec 2021 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 +8,227 +69% $0.000000 20,159 15 Dec 2021 Class A Common Stock 8,227 Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr F1, F2, F12, F13, F14
transaction HY Class B Common Stock Other $0 +80 $0.000000 80 15 Dec 2021 Class A Common Stock 80 Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") F1, F4
transaction HY Class B Common Stock Other $0 +100 $0.000000 100 15 Dec 2021 Class A Common Stock 100 Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") F1, F4
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F1, F2, F15, F16, F17
transaction HY Class B Common Stock Other $0 -2,783 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 2,783 Trustee of a Trust for the benefit of Chloe O. Rankin. F2, F3, F4
transaction HY Class B Common Stock Other $0 +1,975 +100% $0.000000 3,950 15 Dec 2021 Class A Common Stock 1,975 proportionate interest in shares held by Rankin Management, Inc. ("RMI") F1, F4
transaction HY Class B Common Stock Other $0 -123,760 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 123,760 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F3, F4
transaction HY Class B Common Stock Other $0 +41,932 +347% $0.000000 54,030 15 Dec 2021 Class A Common Stock 41,932 Serves as Trustee of GSTs for the benefit of Chloe Seelbach F1, F2, F4
transaction HY Class B Common Stock Other $0 +41,932 +347% $0.000000 54,030 15 Dec 2021 Class A Common Stock 41,932 Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. F1, F2, F4
transaction HY Class B Common Stock Other $0 +41,932 +347% $0.000000 54,030 15 Dec 2021 Class A Common Stock 41,932 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A
F5 proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A
F17 N/A