Heather H. Lavallee - Sep 30, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: CEO, Wealth Solutions
Signature: /s/ Rachel Reid, Attorney-in-Fact
Stock symbol: VOYA
Transactions as of: Sep 30, 2021
Transactions value $: $125
Form type: 4
Date filed: 10/4/2021, 04:08 PM
Previous filing: Sep 17, 2021
Next filing: Oct 19, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$125	+2.04	+0.05%	$61.39	4.25K	Sep 30, 2021	Common Stock	2.04		Direct	F1, F2
holding	VOYA	Performance Stock Unit						23.5K	Sep 30, 2021	Common Stock	23.5K		Direct	F3
holding	VOYA	Restricted Stock Units						16.1K	Sep 30, 2021	Common Stock	16.1K		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	Includes a dividend of 1.854 shares.
F3	The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
F4	The stock units will vest based on their respective award agreements.

Remarks:

CEO, Wealth Solutions