Heather H. Lavallee - 15 Oct 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: CEO, Wealth Solutions
Signature: /s/ Rachel Reid, Attorney-in-Fact
Issuer symbol: VOYA
Transactions as of: 15 Oct 2021
Net transactions value: +$125
Form type: 4
Filing time: 19 Oct 2021, 16:13:44 UTC
Previous filing: 04 Oct 2021
Next filing: 02 Nov 2021
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$125	+2	+0.04%	$68.66	4,254	15 Oct 2021	Common Stock	2		Direct	F1
holding	VOYA	Performance Stock Unit						23,450	15 Oct 2021	Common Stock	23,450		Direct	F2
holding	VOYA	Restricted Stock Units						16,071	15 Oct 2021	Common Stock	16,071		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	The stock units will vest based on their respective award agreements.
F3	The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Remarks:

CEO, Wealth Solutions