Ann Gillis Ruth - Sep 30, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Director
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Sep 30, 2021
Transactions value $
$10,875
Form type
4
Date filed
10/1/2021, 04:02 PM
Previous filing
Jul 6, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 7.16K Sep 30, 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Fee Plan Issuer Stock Units Award $10.9K +177 +4.91% $61.39 3.79K Sep 30, 2021 Common Stock 177 Direct F2, F3
holding VOYA Restricted Stock Units 18.7K Sep 30, 2021 Common Stock 18.7K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust.
F2 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3 Includes dividend of 9.643 shares.
F4 The stock units will vest based on their respective award agreements.