Ann Gillis Ruth - Oct 1, 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Ruth Ann M. Gillis
Stock symbol
KEY
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 04:44 PM
Previous filing
Oct 1, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +8.25K +18.09% 53.8K Oct 1, 2021 Direct F1
holding KEY Common Shares 29.5K Oct 1, 2021 By Trust F2
holding KEY Common Shares 4.49K Oct 1, 2021 By Trust F3
holding KEY Common Shares 12.9K Oct 1, 2021 By Trust F4
holding KEY Common Shares 5K Oct 1, 2021 By Trust F4
holding KEY Common Shares 48K Oct 1, 2021 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -8.25K -23.07% 27.5K Oct 1, 2021 Common Shares 8.25K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share is the economic equivalent of one Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6 Includes approximately 312 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2021.