Ruth Ann M. Gillis - Jul 1, 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Ruth Ann M. Gillis
Stock symbol
KEY
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 06:47 PM
Previous filing
Jul 2, 2021
Next filing
Oct 1, 2021

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -6.78K -16.06% 35.4K Jul 1, 2021 Common Shares 6.78K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share is the economic equivalent of one Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6 Includes approximately 357 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2021.