Ruth Ann M. Gillis - 01 Jul 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Ruth Ann M. Gillis
Issuer symbol
KEY
Transactions as of
01 Jul 2021
Net transactions value
$0
Form type
4
Filing time
06 Jul 2021, 18:47:35 UTC
Previous filing
02 Jul 2021
Next filing
01 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +6,781 +17% 45,599 01 Jul 2021 Direct F1
holding KEY Common Shares 29,511 01 Jul 2021 By Trust F2
holding KEY Common Shares 4,485 01 Jul 2021 By Trust F3
holding KEY Common Shares 12,900 01 Jul 2021 By Trust F4
holding KEY Common Shares 5,000 01 Jul 2021 By Trust F4
holding KEY Common Shares 48,000 01 Jul 2021 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -6,781 -16% 35,438 01 Jul 2021 Common Shares 6,781 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share is the economic equivalent of one Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6 Includes approximately 357 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2021.