DiAhn Taplin - Oct 1, 2021 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 03:40 PM
Previous filing
Oct 5, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +1.01K +1.95% 52.9K Oct 1, 2021 By Spouse F1, F2, F3
holding NC Class A Common Stock 157K Oct 1, 2021 By Spouse/Proportionate membership interest in shares held by Abigail II, LLC F3
holding NC Class A Common Stock 18.7K Oct 1, 2021 By Spouse/Proportionate membership interest in shares held by Abigail LLC F3
holding NC Class A Common Stock 5.76K Oct 1, 2021 Direct
holding NC Class A Common Stock 18.7K Oct 1, 2021 By Brother-in-law/Proportionate membership interest in shares held by Abigail LLC F4
holding NC Class A Common Stock 15.3K Oct 1, 2021 By Trust/Brother-in-law F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 5K Oct 1, 2021 Class A Common Stock 5K By Trust/Brother-in-law F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as trustee of Theodore D. Taplin Estate. Reporting Person disclaims beneficial ownership of all such shares.