DiAhn Taplin - Dec 10, 2021 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 10, 2021
Transactions value $
$0
Form type
4
Date filed
12/14/2021, 02:55 PM
Previous filing
Oct 1, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +5K +32.72% 20.3K Dec 10, 2021 By Trust/Brother-in-law F1, F2, F3
holding NC Class A Common Stock 157K Dec 10, 2021 By Spouse/Proportionate membership interest in shares held by Abigail II, LLC F4
holding NC Class A Common Stock 18.7K Dec 10, 2021 By Spouse/Proportionate membership interest in shares held by Abigail LLC F4
holding NC Class A Common Stock 52.9K Dec 10, 2021 By Spouse F4
holding NC Class A Common Stock 5.76K Dec 10, 2021 Direct
holding NC Class A Common Stock 18.7K Dec 10, 2021 By Brother-in-law/Proportionate membership interest in shares held by Abigail LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other -5K -100% 0 Dec 10, 2021 Class A Common Stock 5K By Trust/Brother-in-law F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 29, 2017 (as amended).
F2 N/A
F3 Reporting Person's spouse serves as trustee of Theodore D. Taplin Estate. Reporting Person disclaims beneficial ownership of all such shares.
F4 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.