DiAhn Taplin - Sep 21, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Sep 21, 2021
Transactions value $
$4,599,037
Form type
4
Date filed
10/5/2021, 02:29 PM
Previous filing
Jul 1, 2021
Next filing
Oct 1, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +522 +1.11% $0.00 47.6K Oct 1, 2021 Held by Trust fbo Reporting Peron's Spouse F1
holding HY Class A Common Stock 109K Sep 21, 2021 Spouse's Proportionate interest in shares held by Abigail LLC held in trust fbo reporting person
holding HY Class A Common Stock 5.76K Sep 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Gift $4.6M +87.1K +54.93% $52.82 246K Sep 21, 2021 Class A Common Stock 87.1K By Spouse's Trust F2
holding HY Class B Common Stock 5.76K Sep 21, 2021 Class A Common Stock 5.76K Direct F2
holding HY Class B Common Stock 11.1K Sep 21, 2021 Class A Common Stock 11.1K Spouse is Trustee of trust. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 N/A