Anthony Lowings - 11 Aug 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO-KFC Division
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
11 Aug 2021
Net transactions value
-$548,848
Form type
4
Filing time
12 Aug 2021, 11:28:10 UTC
Previous filing
02 Jul 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $288,126 +6,280 +15% $45.88 47,890 11 Aug 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $288,208 -2,166 -4.5% $133.06 45,724 11 Aug 2021 Direct F1
transaction YUM Common Stock Sale $548,766 -4,114 -9% $133.39 41,610 11 Aug 2021 Direct F1
holding YUM Common Stock 863 11 Aug 2021 401(k) Plan
holding YUM Common Stock 3,750 11 Aug 2021 Insurance Linked Non Diversified Equity Fund

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -6,280 -37% $0.000000 10,468 11 Aug 2021 Common Stock 6,280 $45.88 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan