Anthony Lowings - Jul 1, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: CEO-KFC Division
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Jul 1, 2021
Transactions value $: -$290,689
Form type: 4
Date filed: 7/2/2021, 03:49 PM
Next filing: Aug 12, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$192K	+4.19K	+10.06%	$45.88	45.8K	Jul 1, 2021	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$192K	-1.67K	-3.65%	$115.03	44.1K	Jul 1, 2021	Direct	F1
transaction	YUM	Common Stock	Sale	-$291K	-2.52K	-5.7%	$115.49	41.6K	Jul 1, 2021	Direct	F1
holding	YUM	Common Stock						863	Jul 1, 2021	401(k) Plan
holding	YUM	Common Stock						3.75K	Jul 1, 2021	Insurance Linked Non Diversified Equity Fund

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-4.19K	-20%	$0.00	16.7K	Jul 1, 2021	Common Stock	4.19K	$45.88	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to 10b5-1 Plan