Anthony Lowings - Nov 9, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO-KFC Division
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Nov 9, 2021
Transactions value $
-$843,131
Form type
4
Date filed
11/10/2021, 09:58 AM
Previous filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $480K +10.5K +25.16% $45.88 52.1K Nov 9, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$480K -3.81K -7.31% $126.22 48.3K Nov 9, 2021 Direct F1
transaction YUM Common Stock Sale -$843K -6.66K -13.8% $126.54 41.6K Nov 9, 2021 Direct F1
holding YUM Common Stock 863 Nov 9, 2021 401(k) Plan
holding YUM Common Stock 3.75K Nov 9, 2021 Insurance Linked Non Diversified Equity Fund

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -10.5K -100% $0.00* 0 Nov 9, 2021 Common Stock 10.5K $45.88 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan